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Tag Archives: Pay-to-Play
SEC Settles Pay-to-Play Case Against Goldman Sachs and Neil Morrison for $7 million
In the Matter of Goldman, Sachs & Co., Admin. Proc. No. 3-15048; In the Matter of Neil Morrison, Admin Proc. No. 3-15049. On September 27, 2012, the SEC announced charges against Goldman, Sachs & Co. and its former investment banker … Continue reading
Securities Enforcement Blog 