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Tag Archives: Conflict of Interest
Former SEC Staffer Fined $50,000 by the DOJ and Barred From Practice Before the SEC
In the Matter of Spencer C. Barasch, AP File No. 3-14891. On May 24, 2012, the SEC issued an Order Instituting Administrative Proceedings, Making Findings and Imposing Remedial Sanctions against Spencer Barasch, a former enforcement official in the SEC’s Forth … Continue reading
Securities Enforcement Blog 