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Tag Archives: Forex
SEC Freezes Assets of Kevin G. White in Alleged Forex Trading Scam
SEC v. Kevin G. White et al., Case No. 4:13-cv-00383 RAS (E.D. Tex.). On July 12, 2013, the SEC announced it obtained an emergency court order to freeze the assets of Kevin G. White and his companies. The Commodity Futures … Continue reading
Posted in Securities
Tagged CFTC, Forex, Fraud, SEC, Securities Act, Securities Exchange Act
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CFTC Files Settled Administrative Action against Barry Sendach, Joshua Kershner and Forex Global Solutions
In the Matter of Forex Global Solutions, et al., CFTC Docket No. 13-20. On April 9, 2013, the CFTC announced it filed settled administrative charges against Barry Sendach, Joshua Kershner, and their companies, Forex Global Solutions Inc. and Forex Global … Continue reading
CFTC Charges Whileon Chay and 4X Solutions in Forex Ponzi Scheme
CFTC v. 4X Solutions, Inc. and Whileon Chay, Case No. 13-CIV-2287 (S.D.N.Y.). On April 8, 2013, the CFTC announced it filed fraud charges against 4X Solutions, Inc. and its principal, Whileon Chay. The CFTC alleges that Chay and 4X raised $4.8 … Continue reading
CFTC Sues Halifax Investment Services for Illegal Solicitation of Forex Orders
CFTC v. Halifax Investment Services, Ltd., Case No. 1:13-cv-00892 (E.D.Ill.). On February 5, 2013, the CFTC announced charges against Halifax Investment Services, Ltd. of Sydney, Australia relating to the solicitation and acceptance of forex orders from U.S. customers without the … Continue reading
CFTC Obtains Default Judgment against Lincolnshire Trading Partners, LLC
CFTC v. Lincolnshire Trading Partners, LLC, and Scott Geisinger, Case No 2:12-cv-07417-PA-VBK (N.D. Cal.). On January 18, 2013, the CFTC announced that it obtained a default judgment against Lincolnshire Trading partners, LLC and Scott Geisinger for violating CFTC registration requirements. The CFTC … Continue reading
CFTC Obtains $3 Million Judgment Against Brad Demuzio
CFTC v. Brad L. Demuzio, et al., Case No. 4:12-cv-00183-MHW. On November 1, 2012, the CFTC announced it obtained a $3 million dollar judgment against Brad Demuzio and his company. The company defaulted and Demuzio settled. Without admitting or denying … Continue reading
CFTC Orders Robert A. Christy And His Company To Pay $2.6 Million To Settle Forex Fraud
CFTC v. Crabapple Capital Group, LLC and Robert A Christy, Case No. 1:12-cv-1346-RWS (N.D. Ga.). On October 23, 2012, the CFTC announced it obtained a settlement requiring Robert A. Christy and Crabapple Capital Group to pay more than $2.6 million … Continue reading
CFTC Orders David Kaup And His Companies To Pay More Than $1.89 Million To Settle Fraud Charges
In the Matter of David Kaup, et al., CFTC Docket No. 13-03. On October 23, 2012, the CFTC announced it issued an order settling fraud charges against David Kaup and his companies. Kaup and his companies solicited investments from individuals by claiming … Continue reading
SEC Charges Four Individuals In $1.7 Million Investment Scam
SEC v. Rudolf D. Pameijer, et al., Case No. 1:12-CV-01364 (S.D. In.). On September 24, 2012, the SEC announced fraud charges against Rudolf D. Pameijer, Lindsay R. Sayer, Ryan W. Koester and his entity Rykoworks Capital Group, LLC. Koester claimed to be an … Continue reading
Posted in Securities
Tagged Broker-Dealer, Forex, Fraud, Penny Stock, SEC, Securities Act, Securities Exchange Act
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CFTC Obtains Court Order Requiring Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay $9.3 Million
CFTC v. Growth Capital Management, LLC, et al., Case No. 3:10-CV-1473-B (D. Tex.) On July 9, 2012, the CFTC announced it obtained an order requiring Robert Mihailovich, Sr. and Growth Capital Management LLC (“GCM”) to pay approximately $9.3 million for … Continue reading
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