Tag Archives: Insider Trading

SEC Charges Microsoft Manager Brian Jorgenson and his Friend Sean Stokke with Insider Trading

SEC v. Brian D. Jorgenson and Sean T. Stokke, Case No. 2:13-cv-02275 (W.D. Wash.).  On December 19, 2013, the SEC announced insider trading charges against Brian D. Jorgenson and Sean T. Stokke.  According to the SEC, Jorgenson got confidential information … Continue reading

Posted in Securities | Tagged , ,

SEC Settles Insider Trading Case against Charles Langston III

SEC v. Charles Raymond Langston III et al., Case No. 1:13-cv-24360 (S.D. Fla.)  On December 3, 2013, the SEC announced the filing of a settled insider trading case against Charles Raymond Langston III.  The SEC also charged his companies with … Continue reading

Posted in Securities | Tagged , , ,

SEC Charges Sam Miri with Insider Trading in Connection with the Galleon Trading Scheme

SEC v. Sam Miri, Case No. 13-cv-8324 (S.D.N.Y.).  On November 21, 2013, the SEC announced insider trading charges against Sam Miri, a former employee at Marvell Technology group for tipping inside information used in connection with Raj Rajaratnam’s insider trading … Continue reading

Posted in Securities | Tagged , , ,

SEC Charges Mark Megalli with Insider Trading

SEC v. Mark Megalli, (N.D. Ga.).  On November 14, 2013, the SEC announced it filed insider trading charges against Mark Megalli for trading on nonpublic information about clothing company Carter’s Inc.  According to the SEC, Megalli got inside information through a … Continue reading

Posted in Securities | Tagged , , , , ,

SEC Charges Dennis Rosenberg with Insider Trading

SEC v. Dennis S. Rosenberg, Case No. 1:13-cv-3559-AT (N.D. Ga.).  On October 29, 2013, the SEC announced insider trading charges against Dennis Rosenberg (“Rosenberg”) for trading in the securities of Carter’s Inc. (“Carter’s”).  According to the SEC, Rosenberg would trade … Continue reading

Posted in Securities | Tagged , , ,

SEC Settles with Previously Unknown Insider Traders Michel and Rodrigo Terpins

SEC v. Michel Terpins and Rodrigo Terpins, Case No. 13-cv-1080 JSR (S.D.N.Y.).  On October 10, 2013, the SEC announced that brothers Michel and Rodrigo Terpins have agreed to pay almost $5 million to settle insider trading charges for trading in … Continue reading

Posted in Securities | Tagged , ,

Mark Cuban Tells His Side of the Story in Insider Trading Trial

Mark Cuban tells his side of the story in the high-profile SEC trial.

Posted in Securities | Tagged ,

SEC Charges Filmmaker Lawrence Robbins with Insider Trading

SEC v. Lawrence J. Robbins, (S.D.N.Y.).  On September 23, 2013, the SEC announced insider trading charges against independent filmmaker Lawrence Robbins.  According to the SEC, Robbins traded in Millennium Pharmaceuticals Inc. and Sepracor Inc. securities based on inside information that … Continue reading

Posted in Securities | Tagged , ,

SEC Charges Former Qualcomm Executive Jing Wang and his Financial Advisor Gary Yin with Insider Trading

SEC v. Jing Wang and Gary Yin, Case No. 3:13-cv-02270-L-WVG (S.D. Cal.).  On September 23, 2013, the SEC announced insider trading charges against former Qualcomm executive Jing Wang and his financial adviser Gary Yin for trading ahead of major announcements … Continue reading

Posted in Securities | Tagged , ,

SEC Charges Kieran Taylor for Role in Rajaratnam Insider Trading Scheme

SEC v. Kieran Taylor, Case No. 13-cv-6670 (S.D.N.Y.).  On September 20, 2013, the SEC filed insider trading charges against Kieran Taylor alleging he got confidential information indicating that Akamai would fall short of previous revenue projections it made publicly.  Akamai … Continue reading

Posted in Securities | Tagged , , ,