Tag Archives: Insider Trading

SEC v. Igor Cornelsen and Bainbridge Group, Inc., Case No. 12-civ-8712 (S.D.N.Y).  Previously, I wrote about the SEC’s Burger King Insider Trading Case against Waldyr Neto.  On November 30, 2012, the SEC announced charges against Igor Cornelsen and his firm … Continue reading →

SEC v. Michael Van Gilder and Roger Parker, Case No. 12-cv-2839 (D. Colo.).  Previously, I wrote about the SEC’s insider trading case against Michael Van Guilder.  The SEC alleged Van Gilder traded on inside information in advance of Delta Petroleum … Continue reading →

SEC v. Thomas P. Flanagan, et al.,Case No. 10-cv-04885 (N.D. Ill.).  On October 31, 2012, the SEC announced that Thomas P. Flanagan was sentenced to 21 months of incarceration followed by supervised release of 12 months.  Flanagan must also pay … Continue reading →

SEC v. Michael Van Guilder, Case No. 12-cv2839 (D. Colo.).  On October 26, 2012, the SEC announced it charged Michael Van Gilder, the CEO of the Van Gilder Insurance Company, with insider trading.  Van Gilder learned from an insider that … Continue reading →

SEC v. Frank LoBue, Case No. 12 CIV 7944 (S.D.N.Y).  On October 25, 2012, the SEC announced insider trading charges against Frank LoBue, a former Director of Store Operations at J Crew.  LoBue regularly received confidential information about J. Crew’s … Continue reading →

SEC v. All Know Holdings, LTD et al., Case No. 11-cv-8605 (N.D. Ill).  On October 12, 2012, the SEC announced new charges in a pending insider trading case against several Chinese citizens and a Chinese-based entity.  The SEC previously charged … Continue reading →

SEC v. v. Jauyo (“Jason”) Lee and Victor Chen, Case No. C12-5031-JSC (N.D. Cal.).  On September 27, 2012, the SEC announced insider trading charges against Jauyo “Jason” Lee and his friend Victor Chen.  Lee routinely received sensitive information as an investment banker … Continue reading →