Tag Archives: Penny Stock

SEC Files Fraud Charges Against Ronald Brooks

SEC v. Ronald Brooks, Case No. 3:12-cv-2716 (N.D. Tx.).  On August 9, 2012, the SEC fled fraud charges against Ronald D. Brooks, who served as CEO and Chairman of Standard Oil Company USA, Inc., a purported energy company.  Brooks signed … Continue reading

Posted in Securities | Tagged , , , | Leave a comment

SEC Charges Fund Manager Peter Siris and Others With Fraud Related to Chinese Reverse Merger Company

SEC v. Peter Siris, et al.; SEC v. Alan Sheinwald, et al.; In the Matter of Peter Dong Zhou; In the Matter of Stephen Mazuchowski (A/K/A Steve Mazur); In the Matter of James Fuld, Jr.  On July 30, 2012, the … Continue reading

Posted in Securities | Tagged , , , , , , , , , , , | Leave a comment

SEC Charges Ronald Feldstein for Role in Facilitating Fake Investment in Penny Stock Company

SEC v. Ronald Feldstein.   On July 25, 2012, the SEC filed a complaint against Ronald Feldstein.  The suit stems from the role played Feldstein played in the disclosure of materially misleading information by Interlink-US-Network, Ltd. (“Interlink”) and its officers concerning a … Continue reading

Posted in Securities | Tagged , , , | Leave a comment

SEC and U.S. Attorney Charge Multiple Company Officers and Penny Stock Promoters in Kickback and Manipulation Schemes

SEC v. Yan K. Skwara and US Farms, Inc., Case No. 0:12-cv-61078-JAL (S.D. Fl.); SEC v. Douglas D. Hague and Clean Coal Technologies, Inc., Case No. 0:12-cv-61076-WJZ (S.D. Fl.); SEC v. Joseph J. Repko, Michael M. Cimino, and Sure Trace … Continue reading

Posted in Securities | Tagged , , , , , | Leave a comment