Tag Archives: Regulation ATS

SEC Charges Dark Pool Operator eBX LLC With Failing To Protect Confidential Information

In the Matter of eBX, LLC, Admin. Proc. No. 3-15058.  On October 3, 2012, the SEC announced it issued a settled order instituting administrative proceedings and imposing remedial sanctions against eBX, LLC.  eBX is a registered broker-dealer.  It operates an alternative … Continue reading

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